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Courses/Law/Consumer Law

Corporate Governance with Effective Internal Investigations

Enhancing Corporate Governance: Strategies and Best Practices for Effective Internal Investigations

Created byKnowledge Group
4.5
(2 reviews)
IntermediateUpdated Jul 6, 2024
Corporate Governance with Effective Internal Investigations

What You'll Learn

check_circleUnderstand how internal investigations intersect with corporate governance, including board oversight, internal audit, regulatory responses, and whistleblower systems
check_circleExplore the critical role of ICFR and disclosure controls in establishing a robust internal investigation capability for detecting and preventing violations
check_circleIdentify key elements of an effective internal investigation framework, focusing on legal considerations such as scoping, evidence preservation, witness interviews, and confidentiality
check_circleLearn practical approaches for conducting internal investigations in regulatory contexts, including engaging external professionals, conducting Section 10A investigations, and preparing reports for stakeholders

About This Course

In today’s complex business landscape, maintaining robust corporate governance practices is paramount for ensuring transparency, accountability, and ethical conduct within organizations. One of the crucial components of effective corporate governance is the implementation of thorough and efficient internal investigations processes.

Join Matthew B. Greenblatt of FTI Consulting, Inc. and David C. Ware of Gibson, Dunn & Crutcher LLP, for this CLE webcast as they delve into strategies and best practices for enhancing corporate governance through effective internal investigations.

Your Instructors

Knowledge Group
Knowledge Group

Live and Recorded CLE & CPE Webcasts in the Legal, Tax, Finance, Risk, Compliance and Human Resources Industries

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Founded in November 2006, The Knowledge Group has established itself as a premier eLearning hub for Continuing Legal Education (CLE), Continuing Professional Education (CPE), and technology-focused webcasts. We equip lawyers, accountants, and industry professionals with expert-driven insights, timely regulatory updates, and practical strategies to help them stay ahead in an ever-evolving landscape.

Matthew B.  Greenblatt
Matthew B. Greenblatt

Senior Managing Director at FTI Consulting, Inc.

Matthew Greenblatt is a Senior Managing Director at FTI Consulting and is based in New York. Matt has almost 30 years of experience in forensic accounting and internal investigations; investigations of Ponzi schemes; auditing and accounting matters; litigation consulting; post-acquisition and shareholder disputes; and advising troubled companies. Mr. Greenblatt has conducted multiple forensic investigations in connection with cases involving diversions of funds and fraudulent accounting activity by management and continues to manage a team of professionals and forensic accountants in connection with FTI’s retention by the trustee under SIPA in the Madoff matter, continuing to serve as an expert witness in the trustee’s efforts to recover billions of dollars for the victims.

David C.  Ware
David C. Ware

Partner at Gibson, Dunn & Crutcher LLP

David C. Ware is a partner in the Washington, D.C. office of Gibson, Dunn & Crutcher. He is a member of the firm’s Securities Enforcement, Accounting Firm Advisory and Defense, and White Collar Defense and Investigations Practice Groups. Mr. Ware’s practice focuses on government investigations and enforcement actions and internal investigations in the areas of auditing and accounting, securities fraud, and related aspects of federal regulatory and criminal law. He also counsels clients on compliance with SEC and PCAOB rules and standards. Prior to joining Gibson Dunn, Mr. Ware spent nearly six years at the PCAOB’s Division of Enforcement and Investigations, rising to the position of Associate Director.

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Frequently Asked Questions

We are a registered provider with 327+ associations and regulatory bodies worldwide. We operate across 29 global markets including Canada, the US, Australia, and the UK. Every course page clearly displays its specific accreditations. Upon completion, you receive a professional certificate that can be validated online. Our certificates include all necessary accreditation details, credit hours, and completion dates, and are formatted specifically to meet the submission requirements of most global regulatory bodies.